Assist in executing the annual GC Plan

Assist in executing end to end operational Regulatory Compliance (RC) activities

·       Group Compliance organization set-up:

·       Ensure compliance to the approved Group Compliance processes, P&Ps during the execution of compliance engagements.

·       Support the line manager in administrative tasks (organizing department files, meetings, presentations etc.) and in any other Group Compliance requirements.

 

·       Ensure the implementation of RC activities using a risk-based approach.

·       Perform a periodic risk assessment of Regulatory Compliance obligations by the Group.

·       Perform and complete the RC activities incorporated in the annual approved Compliance plan.

·       Create, review and finalize agreed upon RC engagements ensuring their satisfactory closure in a timely matter.

·       Ensure the appropriate documentation of all RC matters in a systematic and accurate manner.

·       Support line manager to conduct requested Group Compliance related activities.

·       Gather data and draft presentations/ materials for submission to the Board, Audit Risk and Compliance Committee (ARCC) and senior management where applicable

·       Experienced in developing regulatory compendiums/repositories and mapping them to the process owners

 

·       Ensure implementation and monitoring of a risk-based RC program across the Group

·       Maintain Regulatory Risk Compendium for the Group as well as its subsidiaries

·       Execute the Regulatory Compliance monitoring plan / program (ongoing monitoring)

·       Develop Risk Methodology based on the Risk-based approach

·       Meet with stakeholders & process owners

·       Identify Regulatory Compliance requirements (filing practices, regulatory bodies & applicable regulations)

·       Map to the process owners

·       Develop & update individual tailored RC testing programs for each requirement.

·       Conduct / Validate FCC assessment for all the subsidiaries across the group

·       Draft / Review / roll-out P&Ps after seeking relevant stakeholders approvals

·       Provide support to other Compliance resources within the Group

·       Oversee & manage outsourced compliance activities as applicable

Min of: 8 years of experience in Regulatory Compliance. With experience in project management preferred

Real Estate or Banking Sectors (compliance department), Consultancies

Experience in a legal background is a plus

Excellent in RC knowledge, analyzing internal control gaps

Proficient in managing stakeholders for several ad hoc requests

Preferably has prior experience within:

     (i)  Listed Companies

     (ii) ADAA Regulated entities

Proficient in the preparing presentations for BoD/Senior Mgmt.

 

Bachelors degree in accounting, finance, or engineering

Preferred to have a Compliance related certification(s)