Compliance Operations Officer
London, England, United Kingdom
Compliance – Compliance UK /
Hybrid /
Hybrid
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
Responsibilities:
- The Compliance Operations Officer is a Group-level hybrid role between the Compliance and Operations departments designed to ensure alignment and cohesion between compliance and operational objectives.
- The Compliance Operations Officer will be responsible for executing and/or guiding operational processes ensuring they are carried out with a regulatory lens. This role will involve close collaboration with all three lines of defense to ensure
- alignment, co-operation and efficiency between operational activities and regulatory requirements across the various jurisdictions in which the Group operates (i.e. Europe, UK, Middle East, Australia and Bahamas).
- Maintain an up-to-date understanding of relevant aspects of prevailing business practices and relevant regulations across the jurisdictions in which the Group operates.
- Ensure any issues arising are satisfactorily identified, investigated, addressed and resolved as and when required.
- Design Policies and Procedures and improve existing frameworks to adapt with current and/or emerging business and regulatory needs.
- Collaborate with the Compliance and Operations teams to translate regulatory requirements into practical operational procedures.
- Monitor and assess the effectiveness of the Group’s existing Policies and Procedures.
- Analyse data and produce Management Information and reports as required to ensure sufficient level of oversight by the relevant stakeholders.
- Engage with internal and external auditors with confidence, where required.
- Act as an adviser to Senior Management and other members of the Group on general compliance and operational issues as required.
- Work with Compliance and Risk Management to investigate and resolve operational compliance issues.
- Establish and oversee incident reporting mechanisms for regulatory breaches.
- Identify gaps in operational workflows that may pose compliance risks and recommend improvements.
- Support and initiate automation and technology solutions to streamline and improve the Group’s regulatory operations.
- Work closely with other functions of the business such as Product, IT, Back Office or Customer Support to ensure general efficiencies and regulatory adherence.
Requirements:
- At least 3 years of experience in a Compliance, Operations, or a hybrid role within a regulated industry.
- Strong understanding of industry-specific and international regulatory frameworks and operational best practices.
- Proficiency with workflow management tools such as Jira or similar platforms.
- Solid skills in Excel and/or Google Sheets for data analysis and reporting.
- Experience in the CFD/Spread Bet industry is a plus.
What you will get in return:
• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
• Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.
