Product Governance Compliance Analyst
London
Compliance – Compliance /
Full Time /
Hybrid
You will join our growing team, carrying out a variety of tasks such as supporting the delivery of new products/product changes to ensure compliance with regulatory requirements, carrying out ongoing quality assurance monitoring, reviewing financial promotions, investigate complaints, as well as conducting periodic reviews. We are looking for candidates with strong compliance experience in financial services products (e.g. ISA, LISA, GIA, Pensions etc).
What You’ll Do
- Working closely with the rest of the risk & compliance team, you will help Moneybox build a best-in-class risk & compliance program. You will be involved in, but not limited to, these duties:
- Collaborate and support other business areas and projects by providing compliance and regulatory advice to ensure our products and processes comply with regulatory requirements
- Monitor, evaluate and identify compliance risks associated with Moneybox Saving, Investing and Retirement products and processes
- Prepare and evaluate management information for executive and governance meetings and assisting with minute taking
- Undertake and evaluate regular quality assurance monitoring
- Carry out thematic reviews on Moneybox products and processes
- Ongoing regulatory monitoring and communication of regulatory changes
- Oversee and assist with FCA regulatory reporting
- Review compliance processes and policies to ensure that they are kept up to date
- Review and approve financial promotions and communications
Experience and Skills
- Experience in monitoring financial products such as ISA, LISA, GIA or Pensions including:
- - experience in participating/ supporting in product compliance thematic reviews
- - produce monitoring reporting
- Experience in working with product teams, including:
- - review proposed product/proposition changes from a compliance perspective
- - provide compliance guidance /advice to product teams
- Experience in reviewing regulatory change in relation to similar products offered by Moneybox (ISA, LISA, GIA, Pensions etc)
- Experience in reviewing customer complaints and financial promotions
- Detailed knowledge of UK regulatory requirements (FCA / HMRC).
- Experience and carrying out quality assurance product reviews
- A personal interest in finance, law, regulation or risk management
- Highly numerate, analytical and financially literate
- Strong communication skills (business writing and listening)
- Ability to work with minimal guidance
- Fluency in English
Who You Are
- A driven, committed person who’s looking to build their career at an exciting, fast-growing company that’s trying to make a positive mark on the world
- Has a strong bias for action
- Has a questioning mind
- Able to adapt quickly and manage priorities
- Takes a methodical, analytical approach to make good judgements
- Unafraid to take on new challenges, developing deep knowledge in new areas
- Naturally personable, a great communicator who has a passion for their work and the people they work with
- Knows how to have fun whilst maintaining a professional outlook
What’s In It For You?
- Opportunity to join a fast-growing, award-winning and super ambitious business.
- Work with a friendly team of highly motivated individuals.
- Be in an environment where you are listened to and can actually have an impact.
- Thriving collaborative and inclusive company culture.
- Competitive remuneration package.
- Company share options.
- A benefits package that includes Gympass, a personal learning budget, subsidised private medical insurance, matched pension contributions up to an additional 2% and more!
- 25 days holiday + bank holidays.
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Please read before you apply!
By sending us your application you acknowledge and agree to Moneybox using your personal data as described below.
We collect applicants’ personal data to manage our recruitment related activities. Consequently, we may use your personal data to evaluate your application, to select and shortlist applicants, to set up and conduct interviews and tests, to evaluate and assess the results, and as is otherwise needed in the recruitment process generally.
We do not share your personal data with unauthorised third parties. However, we may, if necessary, share your personal data to carefully selected third parties acting on our behalf. This may include transfers to servers and databases outside the country where you provided us with your personal data. Such transfers may include for example transfers and/or disclosures outside the European Economic Area and in the United States of America.
If you are unsuccessful in your application, we may keep your details on file so that we can tell you about other suitable vacancies which may be of interest to you when they arise in the future. If you would rather we did not keep your details on file, you can contact us at email: DPO@moneyboxapp.com
Your application will be subject to criminal record and adverse credit history checks (such as CCJs, IVAs and bankruptcy). As a regulated financial business, an adverse financial history could impact your suitability for the role. If you are aware of anything that could affect your suitability for the role, please let us know.
