Senior Compliance Manager (Investments)

London
Compliance – Compliance /
Full Time /
Hybrid

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[DG] Salary - Senior Compliance Manager (Investments)

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Senior Compliance Manager (Investments) Questions

  • Do you have detailed knowledge and the commercial application of UK regulatory requirements for investment products, particularly funds?
  • Do you have experience overseeing retail funds, monitoring and conducting periodic reviews?
  • Do you have experience providing advice to a business offering investing products to retail customers?