Compliance Officer – advice oversight

London /
Commercial – Compliance /
Full Time
Job Brief
The Compliance Officer will be a key member of our growing compliance team, providing expert oversight of our mortgage advice service as well as helping the compliance team deliver its other responsibilities. You will have a broad compliance background, able to carry out a variety of tasks including reviewing communications and financial promotions, advising the business, compliance monitoring and reviews.   
What You’ll Do
Working closely with the Head of Compliance and the rest of the compliance team, you will help Moneybox build the UK’s best mortgage broking service. You will be responsible for, but not limited to, these duties:
·       Work closely with and advise the mortgage team
·       Provide compliance oversight of the advice process through monitoring and reviews
·       Implement relevant advice monitoring and reporting to control risks
·       Contribute to broader compliance work, including thematic reviews, to continually enhance our controls
·       Assist with regulatory and other ad hoc projects to deliver change
·       Assist in preparing and maintaining policies and procedures
·       Investigate complaints to conclude on the appropriate outcome
·       Review and approve financial promotions and communications
Who you are
·       A driven, ambitious individual who’s looking to build their career at an exciting, fast-growing company that’s trying to make a positive mark on the world
·       Has an independent and questioning mind
·       Takes a methodical, analytical approach to make good judgements
·       Able to quickly adapt and manage competing priorities
·       Unafraid to take on new challenges, developing deep knowledge in new areas
·       Naturally personable, a great communicator who has a passion for their work and the people they work with
·       Knows how to have fun whilst maintaining a professional outlook
Experience and Skills
·       Up to 5 years’ experience in oversight functions
·       Experience of advice-related compliance
·       Preferred, but not essential, to have experience in mortgages
·       University educated with at least one degree.
·       Great communication and listening skills
·       Fluency in English
·       Ability to work independently with minimal guidance
What’s in it for you?
·       Opportunity to join a fast-growing, award-winning and super ambitious startup
·       Work with a friendly team of highly motivated individuals
·       Be in an environment where you are listened to and can actually have an impact
·       Thriving collaborative and inclusive company culture
·       Competitive remuneration package
·       Company share options
·       Perkbox – selection of 200+ perks
·       25 days holiday + bank holidays
        Our office is in London, by the Oxo Tower
Please read before you apply!
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