Operational Risk Auditor
Gurugram
OakNorth Bank – Internal Audit /
Permanent - Full Time /
Hybrid
Short description – Support in planning, execution and reporting of audits for OakNorth Bank to provide independent assurance to senior management that the bank’s risk management framework is fit for purpose and effectively and prudently delivers best-in-class services to all its customers and stakeholders.
Key Job Responsibilities:
Audit Delivery:
· Support in the planning, fieldwork and drafting audit reports for various audits across the Oaknorth Bank like financial crime, Operational Resilience, BCP, Fraud, Third Party Service Provider, compliance with relevant laws and regulations and Human Resources.
· Document audit fieldwork, findings and audit reports.
· Identify meaningful issues impacting business and operations under review, challenging management to ensure appropriate remedial action has been taken to address the issues identified.
· Review audit evidence and track closure of management actions.
· Supports IA team and colleagues on subject matter whilst keeping in mind team goals, not only individual targets.
· Conduct risk assessments to identify vulnerabilities and assess the effectiveness of existing controls in preventing financial crime.
Attributes:
A. Culture fit
· Hunger, fire (10x, momentum)
· Ability to work with others across teams, geographies, and legal entities (one team)
· Logical thinking, ability to get to the simplest answer as opposed to a convoluted one (challenge and simplify)
· An honest person who operates with a high degree of ethics and integrity through any situation (right ambition, say it as it is)
· Strong communication and interpersonal skills, with the ability to work collaboratively across teams.
B. Job-specifics
· Someone with a minimum of 3 years of banking or consulting experience in internal audit.
· Exposure to UK’s regulatory environment would be an added advantage.
· Holds the qualification of Chartered Accountant or equivalent.
· Holds at least one globally recognised professional certification: FRM or CFA or any other equivalent certification (preferred).
· A self-starter and fast learner; someone who can work and learn on his/her own.
· Someone who is confident in their opinion but listens to others points of view and builds trust across stakeholders.
· The resilience to cheerfully keep going even in the face of set backs and challenges.
The role is based in OakNorth Global Private Ltd. in Gurugram and will report directly into a more senior Internal Audit colleague based in Gurugram. There is an expectation that this role will be based in the office for three days a week
About Us
We’re OakNorth Bank and we embolden entrepreneurs to realise their ambitions, understand their markets, and apply data intelligence to everyday decisions to scale successfully at pace.
Banking should be barrier-free. It’s a belief at our very core, inspired by our entrepreneurial spirit, driven by the unmet financial needs of millions, and delivered by our data-driven tools.
And for those who love helping businesses thrive? Our savings accounts help diversify the high street and create new jobs, all while earning savers some of the highest interest on the market.
But we go beyond finance, to empower our people, encourage professional growth and create an environment where everyone can thrive. We strive to create an inclusive and diverse workplace where people can be themselves and succeed.
Our story
OakNorth Bank was built on the foundations of frustrations with old-school banking. In 2005, when our founders tried to get capital for their data analytics company, the computer said ‘no’. Unfortunately, all major banks in the UK were using the same computer – and it was broken.
Why was it so difficult for a profitable business with impressive cashflow, retained clients, and clear commercial success to get a loan?
The industry was backward-looking and too focused on historic financials, rather than future potential.
So, what if there was a bank, founded by entrepreneurs, for entrepreneurs? One that offered a dramatically better borrowing experience for businesses?
No more what ifs, OakNorth Bank exists.
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