Skill Set: Compliance Testing ,Risk Assessment, Banking, Regulatory Reporting, Risk Based Supervision, Regulatory Liaisoning, Policy Review, Advisory,

 

Ø  Compliance Assessment: Preparing and disseminating Compliance Obligation Registers and obtaining business unit’s sign-off on the same.

Ø  Compliance Testing Monitor and periodically test compliance by performing sufficient and representative compliance testing of business units based on compliance obligations and internal guidelines.

Ø  Regulatory Correspondence: Maintaining RBI Communication Log and preparing draft responses/ applications on various issues.

Ø  Exposure to Regulatory Reporting on CIMS, Daksh

Ø  Aware of all regulations related to Payment Industry, RBI, NPCI, UIDAI and IBA.

Ø  Draft and revise compliance policies, manuals, and SOPs in collaboration with internal stakeholders.

Ø  Ensure policies reflect current regulatory expectations and internal governance standards.

Ø  Educate employees on compliance obligations and foster a culture of ethical conduct.

Ø  Act as a liaison between departments to ensure cross-functional compliance awareness.

Ø  Have experience to handle annual inspection from RBI as well as exposure to deal with SSM team.

Ø  Coordinate internal and external audits, including Quality Assurance and Improvement Programs.

Ø  Exposure to KYC/AML/MLTF/Transaction monitoring.

Ø  Strong understanding of RBI regulations and India’s financial compliance landscape.

Ø  Compiling Compliance update on a monthly basis for senior management, quarterly basis for Board and on annual basis for ACB.

 

Ø  Chartered Accountant/MBA/Company secretary.

Ø  Additional certifications in compliance, risk management, or financial regulations are advantageous.

Ø  Minimum +7 years of experience in Compliance domain.

Ø  Ability to work efficiently and independently in a fast-paced, high-volume environment.

Ø  Ability to work cross-functionally with internal stakeholders.

Ø  Payments Banks or fintech experience. Have worked in at least one top 5 commercial banks in India.