Compliance Associate

London /
Central Functions – Risk and Compliance /
Full-time Permanent
We are looking for a compliance associate from the mortgage compliance ecosystem to join our Compliance function. This person will focus on oversight of advice given by Trussle advisers to our customers, completing regular Quality Assurance checks and implementing changes as required to further enhance the advice our customers receive.  This role offers great developmental opportunities to get involved with the broader Compliance Monitoring Plan, and Strategic initiatives across Trussle.

Key Responsibilities

    • Undertake regular Quality Assurance checks on adviser files (mortgage and protection). 
    • Maintain management information, provide feedback to Mortgage Team Managers on findings and maintain tracking of actions
    • Identify key areas for improvement, complete trend analysis and provide ad hoc training to Mortgage Team as required
    • Provide induction training to new starters on the compliance requirements in the Quality Assurance checks
    • Assistance and coordination of regulatory reporting
    • Support delivery of firm wide Compliance Training

Developmental Opportunities

    • To support the Compliance team in wider responsibilities i.e. completion of reviews and reports aligned to the Compliance Monitoring Plan
    • To support the Risk team with reporting and identification of risks within Trussle
    • Provide advice and guidance on marketing literature, white papers, financial promotions as relevant to Trussle’s activities

Key Skills & Experience

    • Excellent understanding of mortgage advice and protection advice regulatory requirements
    • FCA (MCOB and ICOB) handbook knowledge
    • Ability to learn quickly and a can-do attitude.
    • Must be a self-starter who is able to prioritise work and be proactive.
    • CeMap qualification is desirable
Rewards package and remuneration
The total rewards package and remuneration will be based on experience and potential but is highly competitive.

Location
Trussle operates a WFA in the UK-based approach. As long as you are ok to come into the London office occasionally you can work where you like the rest of the time

Equal Opportunity
The best ideas are often the least expected and require new ways of thinking; that’s why our teams at Trussle are made up of an incredible range of talented people.
Trussle is proud to be an equal opportunity employer.